Complaints & Disclosures

COMPLAINTS RECEIVED FROM CLIENTS

Date of Receipt of ComplaintUCC CodeName of ClientGist of ComplaintDate of Resolution of Complaint
During FY 2022-23No Complaint ReceivedN.A.
During FY 2023-24No Complaint ReceivedN.A.
During FY 2024-25No Complaint ReceivedN.A.
During 01.04.2025 & 20.08.2025No Complaint ReceivedN.A.

Zero Complaint – No complaint received from any client during last three years

DISCLOSURE

Singhal Capital Market Ltd and its affiliates, officers, directors, and employees may from time to time, have positions/holdings in securities/contracts/Mutual Funds/other investments mentioned herein & or derivatives/underlying thereof or be engaged in any other transaction involving such investments / securities and earn brokerage or other compensation or act as advisor or lender / borrower to such company(ies) or have other potential conflict of interest with respect to any recommendation and related information and opinions. Without limiting any of the foregoing, in no event shall Singhal Capital Market Ltd, any of its affiliates or any third party involved in, or related to, computing or compiling the information have any liability for any damages of any kind. “DECLARATION FOR PRO TRADING We Singhal Capital Market Ltd hereby inform all our clients that besides trading on behalf of our Clients, we also do Proprietary Trading in our own account.”

RISK DISCLOSURE ON DERIVATIVES

  1. 9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses.
  2. On an average, loss makers registered net trading loss close to ₹ 50,000.
  3. Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
  4. Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost

Source: SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.